Recruitment | Executive Search

Head of Compliance Advisory – Accounting and Finance job – Market related salary – Johannesburg, South Africa

  • Permanent
  • Johannesburg
  • Nov 5, 2018

A financial services group based in Johannesburg are looking for a Head of Compliance Advisory to join their team. This job will require you to undertake second line assurance activity in the form of management of compliance advisory services

Your key job responsibilities as the Head of Compliance Advisory in Johannesburg will include:

  • Provide lead compliance advisory support and guidance to the Asset management business in relation to all regulated corporate/business activities
  • Provide best market practice compliance advisory and oversight services on a risk basis to the front office and dealing teams
  • Manage regulatory training and development across the Asset management business in accordance with best market practice
  • Produce all required regulatory reporting and ensure it follows all Asset management and Group risk processes and standards
  • Forge strong links with external relationships such as depositories and outsource providers
  • Identify any concerns or issues promptly and escalate through the Compliance team to resolve and support root cause analysis to prevent any reoccurrence
  • Assist with the production of risk management information for relevant committees and boards as required

Requirements for this Head of Compliance Advisory job in Johannesburg:

  • Senior experience in a compliance and/or regulatory support role
  • Extensive experience of asset management/investment management
  • Strong knowledge of investment products and instruments including derivatives
  • Strong knowledge of investment lifecycles
  • Expert knowledge of derivatives and their usage
  • Senior experience of working in a front office compliance advisory role

If you meet the above requirements for this Head of Compliance Advisory job in Johannesburg, we would like to hear from you. Please send your CV through to If you do not receive any feedback within 7 days of your application, please be advised that you were not successful in making the shortlist

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