Recruitment | Executive Search

Compliance Director – Accounting and Finance job – Market related salary – Johannesburg, South Africa

  • Permanent
  • Johannesburg
  • Oct 1, 2018

A large investment banking group based in Johannesburg have a great job opportunity for a Compliance Director to join their private side compliance and conduct advisory team

Your key job responsibilities as the Compliance Director in Johannesburg will include:

  • Acting as a trusted, senior adviser to the Origination & Structuring business by helping the bankers to understand and take ownership of Compliance & Conduct risks, ensuring that risks are being appropriately identified, assessed and mitigated
  • Providing expert advice and challenge to the Origination & Structuring bankers on the identification and management of conflicts of interest and information flows
  • Providing up to date guidance on existing standards and regulations that impact the private side business, including advising on any upstream changes to ensure timely implementation into firm’s procedures
  • Drafting and updating policies and procedures relevant to the private side
  • Ensuring compliance and regulatory risks are addressed appropriately in all working groups where Compliance is represented
  • Providing training to the business on relevant regulatory and policy topics
  • Recording escalation and approval by the relevant local or functional Risk
  • Committee where divergences in standards are identified
  • Supporting the wider Compliance and Conduct team in firm wide initiatives

Requirements for this Compliance Director job in Johannesburg:

  • Knowledge and experience of regulatory requirements impacting a private side business
  • Experience across Capital Markets from the origination to the distribution
  • Evidence of strong interpersonal skills
  • Excellent stakeholder management and influencing skills, and experience of demonstrating this across all levels of a complex organisation
  • Strong organisational abilities, and the ability to show a commitment to business success, and personal development

If you meet the above requirements for this Compliance Director job in Johannesburg, please send your CV through to hr@initiateinternational.co.za. If you do not receive any feedback within 7 days of your application, please be advised that you were not successful in making the shortlist

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