Recruitment | Executive Search

Compliance Director – Accounting and Finance job – Market related salary – Johannesburg, South Africa

  • Permanent
  • Johannesburg
  • Oct 1, 2018

A large investment banking group based in Johannesburg have a great job opportunity for a Compliance Director to join their private side compliance and conduct advisory team

Your key job responsibilities as the Compliance Director in Johannesburg will include:

  • Acting as a trusted, senior adviser to the Origination & Structuring business by helping the bankers to understand and take ownership of Compliance & Conduct risks, ensuring that risks are being appropriately identified, assessed and mitigated
  • Providing expert advice and challenge to the Origination & Structuring bankers on the identification and management of conflicts of interest and information flows
  • Providing up to date guidance on existing standards and regulations that impact the private side business, including advising on any upstream changes to ensure timely implementation into firm’s procedures
  • Drafting and updating policies and procedures relevant to the private side
  • Ensuring compliance and regulatory risks are addressed appropriately in all working groups where Compliance is represented
  • Providing training to the business on relevant regulatory and policy topics
  • Recording escalation and approval by the relevant local or functional Risk
  • Committee where divergences in standards are identified
  • Supporting the wider Compliance and Conduct team in firm wide initiatives

Requirements for this Compliance Director job in Johannesburg:

  • Knowledge and experience of regulatory requirements impacting a private side business
  • Experience across Capital Markets from the origination to the distribution
  • Evidence of strong interpersonal skills
  • Excellent stakeholder management and influencing skills, and experience of demonstrating this across all levels of a complex organisation
  • Strong organisational abilities, and the ability to show a commitment to business success, and personal development

If you meet the above requirements for this Compliance Director job in Johannesburg, please send your CV through to If you do not receive any feedback within 7 days of your application, please be advised that you were not successful in making the shortlist

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